-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FNGG5p+n15wZ47W6cnx3vqL4Bat5sXf8zf+Bhqqc/giYorE4GgbbCyXKxXTZ3pnf 6ySmxXCcfBrDrqNIJGJLtA== 0000950123-01-509121.txt : 20020412 0000950123-01-509121.hdr.sgml : 20020412 ACCESSION NUMBER: 0000950123-01-509121 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20011210 GROUP MEMBERS: HILLIARD FARBER & CO INC GROUP MEMBERS: HILLIARD FARBER & CO INC PROFIT SHARING PLAN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HILLIARD FARBER SECURITIES CORP CENTRAL INDEX KEY: 0001163379 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132963203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 45 BROADWAY STREET 2: 7TH FL CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2123636878 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFOCROSSING INC CENTRAL INDEX KEY: 0000893816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 133252333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48721 FILM NUMBER: 1810207 BUSINESS ADDRESS: STREET 1: 2 CHRISTIE HEIGHTS STREET CITY: LEONIA STATE: NJ ZIP: 07605 BUSINESS PHONE: 2018404700 MAIL ADDRESS: STREET 1: 2 CHRISTIE HEIGHTS STREET CITY: LEONIA STATE: NJ ZIP: 07605 FORMER COMPANY: FORMER CONFORMED NAME: COMPUTER OUTSOURCING SERVICES INC DATE OF NAME CHANGE: 19930328 SC 13G 1 y55628sc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 ----------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. ____)(1) Infocrossing, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 45664X109 - -------------------------------------------------------------------------------- (CUSIP Number) November 14, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [x] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) - -------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No 45664X109 13G Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Hilliard Farber Securities Corp. 13-2963203 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF SHARES ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 434,800 OWNED BY EACH ----------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER 0 PERSON WITH ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 434,800 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 434,800 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BD - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No 45664X109 13G Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Hilliard Farber & Co., Inc. 13-2838632 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 0 NUMBER OF SHARES ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 434,800 OWNED BY EACH ----------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER 0 PERSON WITH ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 434,800 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 434,800 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.2% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* BD - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No 45664X109 13G Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Hilliard Farber & Co., Inc. Profit Sharing Trust 13-2838632 - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 150,800 NUMBER OF SHARES ----------------------------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER 0 OWNED BY EACH ----------------------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER 150,800 PERSON WITH ----------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 150,800 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.8% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No 45664X109 13G Page 5 of 10 Pages ITEM 1(a). NAME OF ISSUER: Infocrossing, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 2 Christie Heights Road Leonia, New Jersey 07605 ITEM 2(a). NAME OF PERSON FILING: Hilliard Farber Securities Corp. ("HFSC") Hilliard Farber & Co., Inc. ("HFC") Hilliard Farber & Co., Inc. Profit Sharing Trust ("HFT") ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 45 Broadway New York, NY 10006 ITEM 2(c). CITIZENSHIP: HFSC and HFC are both New York corporations. HFT is organized in New York. ITEM 2(d). TITLE OF CLASS OF SECURITIES: Common Stock, $0.01 par value per share ITEM 2(e). CUSIP NUMBER: 45664X109 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company as defined in Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). CUSIP No 45664X109 13G Page 6 of 10 Pages (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [x] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP: (a) Amount beneficially owned: HFSC 434,800 HFC 434,800 HFT 150,800
HFSC is a wholly-owned subsidiary of HFC. HFSC holds 434,800 shares of the issuer's stock, which HFC may be deemed to beneficially own. HFT is the trust under the Hilliard Farber & Co., Inc. Profit Sharing Plan and holds 150,800 shares of the issuer's stock. Voting and dispositive power over the shares held by HFT is exercised by the administrative committee of the plan. (b) Percent of class: HFSC 8.2% HFC 8.2% HFT 2.8%
The percentages set forth in this Item 4(b) were calculated based upon the number of outstanding shares of the issuer disclosed in the issuer's Quarterly Report on Form 10-Q for the period ended September 30, 2001, as adjusted by a stock repurchase transaction described in the issuer's Current Report on Form 8-K filed on November 16, 2001. As the issuer has made no affirmative public statement of the number of outstanding shares of stock of the issuer subsequent to such repurchase transaction, the percentages set forth above are based upon an assumption by the reporting persons that all of the "restricted shares" referred to in the issuer's description of the repurchase transaction had been treated by the issuer as outstanding shares as of the date referred to in the foregoing Quarterly Report. (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: CUSIP No 45664X109 13G Page 7 of 10 Pages HFSC 0 HFC 0 HFT 150,800
(ii) Shared power to vote or to direct the vote: HFSC 434,800 HFC 434,800 HFT 0
(iii) Sole power to dispose or to direct the disposition of: HFSC 0 HFC 0 HFT 150,800
(iv) Shared power to dispose or to direct the disposition of: HFSC 434,800 HFC 434,800 HFT 0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of a class of securities, check the following [ ]. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: N/A ITEM 8. IDENTIFICATION OF MEMBERS OF THE GROUP: N/A ITEM 9. NOTICE OF DISSOLUTION OF A GROUP: N/A CUSIP No 45664X109 13G Page 8 of 10 Pages ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. CUSIP No 45664X109 13G Page 9 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. HILLIARD FARBER SECURITIES CORP. Dated: December 10, 2001 By /s/ Hilliard Farber ---------------------------- -------------------------------------- Name: Hilliard Farber Title: President HILLIARD FARBER & CO., INC. Dated: December 10, 2001 By /s/ Hilliard Farber ---------------------------- -------------------------------------- Name: Hilliard Farber Title: President HILLIARD FARBER & CO., INC. PROFIT SHARING TRUST By: THE BANK OF NEW YORK, TRUSTEE Dated: December 10, 2001 By /s/ Jean M. Grace ---------------------------- -------------------------------------- Name: Jean M. Grace Title: Vice President EX-99.1 3 y55628ex99-1.txt IDENTITY AND ITEM 3 CLASSIFICATION CUSIP No 45664X109 13G Page 10 of 10 Pages Exhibit 1 --------- The identity and Item 3 classification of each member of the group filing this Schedule 13G are as follows: Hilliard Farber Securities Corp. -- Broker or dealer registered under Section 15 of the Exchange Act Hilliard Farber & Co., Inc. -- Broker or dealer registered under Section 15 of the Exchange Act Hilliard Farber & Co., Inc. Profit Sharing Trust -- An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) -----END PRIVACY-ENHANCED MESSAGE-----